The Division of Corporation Finance (the “Division”) of the Securities and Exchange Commission (the “SEC”) released a statement today indicating...
SEC
Public companies and their in-house counsel should take note of a recent policy statement from the U.S. Securities and Exchange...
If you're already in investigators' crosshairs because of a big Ponzi scheme, the current government shutdown won't bring you a...
On September 17, following a 3:1 vote, the SEC issued a policy statement providing its view that mandatory arbitration provisions...
On September 17, in a 3-to-1 vote, the U.S. Securities and Exchange Commission adopted a new policy statement (the “Policy...
The SEC's recently launched AI Task Force will most likely make its investigations more efficient.It also means that advisors should...
